Gentry Locke Rakes & Moore

Securities

Financing and access to capital are our business clients' lifeblood, and Gentry Locke Rakes & Moore has the experience to guide clients in dealing with federal and state securities agencies to attain their objectives.

The legal services provided by our business attorneys address the following issues:

  • Debt and equity financing
  • Offerings registered with the Securities and Exchange Commission (SEC), exempt private placements for smaller companies, and venture capital and angel investing 
  • Negotiation, documents, and closings of leasing and loan transactions with banks and other commercial lenders
  • Ongoing SEC and state compliance issues, including periodic reporting and director responsibilities
  • Filing of form 8-K, 10-K, 10-Q, Schedule 13D and Schedule 14A
  • Representation of registrants and non-registrant shareholder committees in proxy contests and solicitations
  • Compliance with SEC Rule S-T and S-K for web site content